REGULATORY & COMPLIANCE

Our staff of in-house ERISA attorneys and compliance managers assist with the analysis of fiduciary and compliance standards in alignment with your interests. As part of our annual plan review process, we address your goals to help you ensure that the plan, its provisions and operation are managed appropriately and in the context of regularly changing rules and regulations. Our services include:

  • Plan documentation & design
  • Regulatory consulting & compliance support
  • Recordkeeping & administration review and audit
  • Nondiscrimination testing compliance
  • Operational/historical plan defect corrections
  • Mergers & acquisitions due diligence consulting
  • Legislative & regulatory development updates
  • Fee & expense analysis